![]() ![]() Since our founding in 1955, Wedbush has been a leader in the financial services industry, providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.įollow us on LinkedIn, Twitter, and Facebook. Mike is also a published co-author of a book entitled, Governance, Compliance and Supervision in the Capital Markets. Mike is also an adjunct professor at New York Law School and is the founding Chairman of the Compliance Committee for the New York City Bar Association. As Chairman, Mike was instrumental in development and the ultimate publishing of the committee’s inaugural white paper on CCO Liability. Mike received his undergraduate degree in Finance from Manhattan College and his Juris Doctorate from New York Law School. We are thrilled to have him joining Wedbush and overseeing compliance.” “I’m very excited to join the Wedbush team and I look forward to providing advice and guidance on the regulatory landscape as the business expands,” stated Mike McMaster.Īndrew Druch adds, “Mike has an impeccable career as a CCO, and his knowledge of securities law and regulations is unparalleled. and Chris Rhone of Branch MacMaster, together with Michael Sobkin of Ottawa. He then returned to the financial industry, most recently as CCO with BNY Mellon’s Capital Markets and Clearance and Collateral Management Divisions and previously as CCO for Libra Securities and as CCO and Counsel with Rabobank’s broker/dealer unit. Branch MacMaster successfully defends the BC SPCA at trial seeking damages. After graduating from law school, he was named a Kings County (Brooklyn, NY) Assistant District Attorney. ![]() He began his career in the financial industry as a mortgage-backed securities trader. Mike has 30 years of financial services experience, with more than 22 of those years in a compliance role, and a proven record of managing large scale regulatory and compliance projects. Mike will be based in the firm’s Los Angeles headquarters, reporting to Andrew Druch, Esq., Executive Vice President, General Counsel and Chief Administrative Officer. In this role Mike will be responsible for the compliance oversight function, as well as serving as a liaison for the firm on compliance matters with its regulators, including FINRA, the SEC, and the NYSE. This relationship is not possible based on lifespan dates.Los Angeles, CA – – Wedbush Securities is pleased to announce the appointment of Michael (“Mike”) McMaster, Esq., as its Senior Vice President and Chief Compliance Officer (*”CCO”). You have chosen this person to be their own family member. ![]() Year should not be greater than current year Continuing with this request will add an alert to the cemetery page and any new volunteers will have the opportunity to fulfill your request. Sorry! There are no volunteers for this cemetery. GREAT NEWS! There is 1 volunteer for this cemetery. This photo was not uploaded because you have already uploaded 15 photos to this memorial This photo was not uploaded because this memorial already has 30 photos This photo was not uploaded because you have already uploaded 5 photos to this memorial This photo was not uploaded because this memorial already has 20 photos You may not upload any more photos to this memorial ![]()
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